Job Title: Arizona Compliance Manager
Reports To: CFO
Department: Operations

About Arcstone Financial
Arcstone Financial is a dynamic mortgage company dedicated to providing exceptional financial solutions. We are committed to the highest standards of service, efficiency, and integrity.

Job Summary
Arcstone Financials’ seeks an Arizona Compliance Manager to serve as the Responsible Individual for the company’s Arizona Mortgage Banker/Broker License. This role ensures the organization remains in full compliance with Arizona Revised Statutes (A.R.S. §§ 6-901 et seq. and 6-941 et seq.) and Arizona Administrative Code (A.A.C.) regulations. The Compliance Manager will oversee all Arizona mortgage activity, prepare for state audits, and serve as a key liaison with the Arizona Department of Financial Institutions (AZDFI).

Key Responsibilities

• Act as the designated Responsible Individual for Arizona mortgage licensing and compliance.
• Supervise compliance with all applicable Arizona mortgage bankers and broker statutes and rules (A.R.S. & A.A.C.).
• Prepare the company for AZDFI audits and examinations, including sending regular updates and expectations to leadership.
• Review Arizona loan reports, application logs, and in-process loan data to monitor activity and ensure regulatory alignment.
• Oversee and review all communications to and from AZDFI and direct internal responses as needed.
• Provide guidance to internal staff regarding Arizona mortgage compliance requirements. 

Skills Requirement

• Must meet AZDFI requirements to serve as the Responsible Individual.
• Strong knowledge of Arizona mortgage laws and licensing procedures.
• Excellent communication, organization, and attention to detail.

Experience | Education

• Proven experience in mortgage compliance, regulatory management, or operations.
• Bachelor's degree in Business, Finance, Legal Studies, or related field (or equivalent experience).
• 3–5 years of experience in mortgage compliance, state regulatory affairs, or a related field.